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MA ASUNCION MENDOZA TAPANG
MARIA M TAPANG, MARIA TAPANG, SIONY TAPANG, SLONY TAPANG
CRD#: 1280530
IA
Investment Adviser
B
Broker
CRUX WEALTH ADVISORSCRD#: 330731 3444 E. ANAHEIM STREET
LONG BEACH, CA 90804
ARETE WEALTH MANAGEMENT, LLCCRD#: 44856 2015 West Burbank Blvd
Burbank, CA 91506
Registration History
1985199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1988 - 2024 (36 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1984 - 1988 (3 years)BIDS SECURITIES CORP. (CRD# 11176)1986 - 1986 (<1 year)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1984 - 1986 (2 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2024 (15 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)1997 - 2009 (11 years)
License(s)

State Registrations

B
California 8/5/2024

B
Pennsylvania 8/5/2024

IA
California 8/6/2024

B
Washington 8/5/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CRUX WEALTH ADVISORS (CRD#:330731)
3444 E. ANAHEIM STREET, LONG BEACH, CA 90804
Registered with this firm since 8/6/2024

B
ARETE WEALTH MANAGEMENT, LLC (CRD#:44856)
2015 West Burbank Blvd, Burbank, CA 91506
Registered with this firm since 8/5/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2009 - 08/02/2024 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Burbank, CA
B
05/31/1988 - 08/02/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Burbank, CA
IA
07/08/1997 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) Burbank, CA
B
07/26/1984 - 06/10/1988 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363)
B
07/09/1986 - 12/24/1986 IDS SECURITIES CORP. (CRD#:11176)
B
07/26/1984 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.