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Detailed Report
STEVEN CRAIG HENNINGSON
CRD#: 1279547
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 100 PACIFICA STE 400
IRVINE, CA 92618
CETERA ADVISOR NETWORKS LLCCRD#: 13572 100 PACIFICA STE 400
IRVINE, CA 92618
Registration History
1985199019952000200520102015202020252 FIRMS1993 - 2004 (11 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)IACWM, LLC (CRD# 155344)2018 - Present (6 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2004 - Present (20 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1985 - 1988 (2 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - 2023 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2004 - 2018 (14 years)IASAGEVIEW ADVISORY GROUP, LLC (CRD# 126777)2005 - 2014 (9 years)
License(s)

State Registrations

B
Arizona 8/12/2004
B
Oregon 8/12/2004
B
California 8/12/2004
B
Pennsylvania 12/6/2017
IA
California 7/17/2018
B
South Carolina 10/14/2015
B
Colorado 9/13/2017
IA
Texas 7/17/2018
B
Idaho 6/25/2020
B
Texas 1/21/2025
B
Illinois 8/12/2004
IA
Texas 1/21/2025
B
Michigan 3/24/2005
B
Virginia 8/28/2017
B
Missouri 8/10/2022
B
Washington 8/12/2004
B
Nevada 1/5/2024

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
100 PACIFICA STE 400, IRVINE, CA 92618
Registered with this firm since 6/29/2023
IA
CWM, LLC (CRD#:155344)
100 Pacifica, Ste. 450, Irvine, CA 92618
Registered with this firm since 7/17/2018
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
100 PACIFICA STE 400, IRVINE, CA 92618
Registered with this firm since 8/12/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/06/2020 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) IRVINE, CA
IA
 08/12/2004 - 12/31/2018 CETERA ADVISOR NETWORKS LLC (CRD#:13572) IRVINE, CA
IA
 04/29/2005 - 07/23/2014 SAGEVIEW ADVISORY GROUP, LLC (CRD#:126777) IRVINE, CA
IA
 07/31/1993 - 08/24/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LAGUNA NIGUEL, CA
B
 07/31/1993 - 08/24/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 04/11/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 09/24/1985 - 04/11/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.