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RICHARD PAUL TETZLAFF
CRD#: 1279003
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 366 WALKER DR 2ND FL
STATE COLLEGE, PA 16801
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1995 - 2006 (10 years)BPARKER/HUNTER INCORPORATED (CRD# 7324)1993 - 1995 (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1984 - 1993 (9 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (1 year)
Disclosure(s)
View By:
12/11/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Connecticut 6/3/2022

B
Michigan 5/26/2022

B
Delaware 11/14/2014

B
Missouri 7/21/2020

B
Florida 11/14/2014

B
New Jersey 11/3/2021

B
Hawaii 11/14/2014

B
North Carolina 8/17/2020

B
Indiana 11/14/2014

B
Pennsylvania 11/14/2014

B
Kentucky 1/24/2023

IA
Pennsylvania 11/14/2014

B
Maryland 11/14/2014

B
Virginia 11/14/2014

B
Massachusetts 7/20/2015

B
Wisconsin 11/14/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
366 WALKER DR 2ND FL, STATE COLLEGE, PA 16801
Registered with this firm since 11/14/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
366 WALKER DR 2ND FL, STATE COLLEGE, PA 16801
Registered with this firm since 11/14/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 11/20/2014 MORGAN STANLEY (CRD#:149777) STATE COLLEGE, PA
B
06/01/2009 - 11/20/2014 MORGAN STANLEY (CRD#:149777) STATE COLLEGE, PA
IA
04/18/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) STATE COLLEGE, PA
B
02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) STATE COLLEGE, PA
B
09/29/1995 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
09/24/1993 - 09/27/1995 PARKER/HUNTER INCORPORATED (CRD#:7324) PITTSBURGH, PA
B
07/26/1984 - 09/28/1993 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.