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Detailed Report
ERIC MARLON JOHNSON
CRD#: 1277875
IA
Investment Adviser
B
Broker
CENTAURUS FINANCIAL, INC.CRD#: 30833 800 SILVERADO STREET
SUITE # 300
LA JOLLA, CA 92037
Registration History
199019952000200520102015202020252 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - Present (15 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2007 - 2007 (<1 year)BGRANITE SECURITIES, LLC (CRD# 104255)2006 - 2007 (1 year)BFIRST WALL STREET CORP. (CRD# 13024)1996 - 2005 (9 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1996 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1988 - 1992 (4 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1988 (<1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1987 - 1988 (<1 year)IASEAHORSE CAPITAL, INC. (CRD# 135676)2006 - 2009 (3 years)
License(s)

State Registrations

B
Arizona 3/12/2010
IA
New Mexico 6/4/2015
B
California 3/12/2010
B
New Mexico 11/28/2017
IA
California 3/12/2010
B
South Dakota 5/17/2018
B
Hawaii 3/7/2022
B
Washington 11/9/2012
B
Nevada 6/23/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CENTAURUS FINANCIAL, INC. (CRD#:30833)
800 SILVERADO STREET SUITE # 300, LA JOLLA, CA 92037
Registered with this firm since 3/12/2010
B
CENTAURUS FINANCIAL, INC. (CRD#:30833)
800 SILVERADO STREET SUITE # 300, LA JOLLA, CA 92037
Registered with this firm since 3/12/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/14/2007 - 03/12/2010 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) LA JOLLA, CA
B
 12/14/2007 - 03/12/2010 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) LA JOLLA, CA
IA
 11/03/2006 - 12/22/2009 SEAHORSE CAPITAL, INC. (CRD#:135676) LA JOLLA, CA
B
 10/10/2007 - 12/18/2007 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) LA JOLLA, CA
B
 06/14/2006 - 10/31/2007 GRANITE SECURITIES, LLC (CRD#:104255)
FINRA expelled the firm on 10/16/2013
LAJOLLA, CA
B
 05/29/1996 - 10/24/2005 FIRST WALL STREET CORP. (CRD#:13024) LA JOLLA, CA
B
 03/16/1993 - 05/24/1996 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 11/04/1988 - 11/04/1992 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 04/11/1988 - 10/31/1988 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
 09/22/1987 - 04/11/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.