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Detailed Report
Richard Warren Bidding
CRD#: 1277468
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 102 N COLLEGE
RICHMOND, MO 64085
Registration History
198519901995200020052010201520202025IAEDWARD JONES (CRD# 250)1999 - Present (26 years)BEDWARD JONES (CRD# 250)1985 - Present (39 years)BB.C. CHRISTOPHER SECURITIES CO. (CRD# 60)1984 - 1985 (<1 year)
License(s)

State Registrations

B
Alabama 10/3/2013
IA
Missouri 2/11/1999
B
Arizona 3/4/1998
B
Nebraska 4/21/2004
B
Arkansas 6/8/1998
B
New Hampshire 8/1/2013
B
California 4/23/1998
B
North Carolina 10/31/2000
B
Colorado 1/11/2002
B
Ohio 8/6/2001
B
District of Columbia 2/2/2000
B
Oklahoma 3/14/1997
B
Florida 8/18/1994
B
Oregon 4/10/2007
B
Georgia 11/21/2018
B
Pennsylvania 6/28/1994
B
Illinois 8/15/2005
B
Puerto Rico 7/20/2017
B
Indiana 1/7/1999
B
South Dakota 8/3/2020
B
Iowa 5/25/1999
B
Texas 2/8/1989
B
Kansas 2/3/1990
IA
Texas 8/21/2014
B
Massachusetts 1/15/2008
B
Virginia 6/27/1989
B
Michigan 11/4/1999
B
Washington 4/7/2005
B
Missouri 7/3/1985
B
Wisconsin 10/26/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
102 N COLLEGE, RICHMOND, MO 64085
Registered with this firm since 2/11/1999
B
EDWARD JONES (CRD#:250)
102 N COLLEGE, RICHMOND, MO 64085
Registered with this firm since 6/14/1985
Previous Registration(s)
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B
 09/13/1984 - 07/01/1985 B.C. CHRISTOPHER SECURITIES CO. (CRD#:60)
FINRA expelled the firm on 02/16/1993
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.