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BRUCE ERWIN WESTPHAL
CRD#: 1276749
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 307 S COMMERCIAL ST
STE 102
NEENAH, WI 54957
Registration History
198519901995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1986 - Present (38 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1984 - Present (40 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (4 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1984 - 1986 (2 years)
License(s)

State Registrations

B
Arizona 1/13/2010

B
Missouri 10/29/2008

B
California 4/12/2012

B
Ohio 11/10/2021

B
Colorado 2/9/2021

B
South Carolina 6/22/2020

B
Florida 8/31/1993

B
South Dakota 2/20/2024

B
Georgia 4/17/2019

B
Texas 3/9/2006

B
Illinois 12/5/2023

IA
Texas 10/6/2006

B
Indiana 2/23/2024

B
Wisconsin 12/24/1986

B
Iowa 4/24/1995

IA
Wisconsin 12/24/1986

B
Michigan 7/15/1998

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
307 S COMMERCIAL ST STE 102, NEENAH, WI 54957
Neenah, WI
Registered with this firm since 12/24/1986

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
307 S COMMERCIAL ST STE 102, NEENAH, WI 54957
Neenah, WI
Registered with this firm since 7/19/1984

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/23/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
07/19/1984 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.