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ROSEMARY TERESA FUSCO
ROSEMARY T GALLELO, ROSEMARY TERESA LARIZZA
CRD#: 1276589
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 3 Manhattanville Road
Suite 210
Purchase, NY 10577
Suite 210
Purchase, NY 10577
0
Disclosures
37
Years of Experience
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State Registrations
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Connecticut 5/7/2010
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New York 5/7/2010
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Florida 5/7/2010
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New York 10/26/2021
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New Jersey 5/7/2010
SRO Registrations
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IA
Registered with this firm since 10/26/2021
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Registered with this firm since 5/7/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/01/2009 - 05/26/2010 | PURCHASE, NY | |
B | 03/17/1998 - 06/01/2009 | PURCHASE, NY | |
B | 11/07/1990 - 10/03/1997 | NEW YORK, NY | |
B | 05/21/1986 - 03/12/1990 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.