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CONSTANCE M COLLINS
CONNIE M COLLINS, CONSTANCE MARIE COLLINS
CRD#: 1274843
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - Present (17 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2002 - 2007 (4 years)BGREENWICH CAPITAL MARKETS, INC. (CRD# 11707)2002 - 2002 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 2002 (11 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1990 (2 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1987 - 1988 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1987 - 1987 (<1 year)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1986 - 1986 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1984 - 1986 (1 year)
License(s)

State Registrations

B
Alabama 1/30/2009

B
Missouri 11/2/2022

B
Arizona 1/30/2009

B
Montana 6/1/2020

B
Arkansas 10/17/2023

B
Nebraska 12/5/2019

B
California 1/30/2009

B
New Hampshire 2/17/2022

B
Colorado 1/30/2009

B
New Jersey 1/30/2009

B
Connecticut 12/5/2019

B
New York 1/30/2009

B
District of Columbia 10/17/2023

B
North Carolina 1/30/2009

B
Florida 1/30/2009

B
Ohio 2/2/2009

B
Georgia 2/7/2007

B
Oklahoma 12/6/2023

IA
Georgia 7/22/2008

B
Oregon 1/14/2019

B
Idaho 12/5/2019

B
Pennsylvania 1/30/2009

B
Illinois 1/30/2009

B
Rhode Island 12/5/2019

B
Indiana 3/5/2024

B
South Carolina 1/30/2009

B
Iowa 3/18/2009

B
Tennessee 1/30/2009

B
Kansas 1/15/2020

B
Texas 1/30/2009

B
Kentucky 10/3/2022

IA
Texas 1/30/2009

B
Louisiana 11/2/2020

B
Utah 12/6/2023

B
Maine 1/17/2025

B
Virginia 1/30/2009

B
Maryland 1/30/2009

B
Washington 1/30/2009

B
Massachusetts 2/19/2016

B
West Virginia 12/5/2019

B
Michigan 1/30/2009

B
Wisconsin 12/5/2019

B
Minnesota 1/15/2020

B
Wyoming 12/8/2022

B
Mississippi 1/15/2013

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 7/22/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 2/7/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/16/2002 - 01/09/2007 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) ATLANTA, GA
B
01/03/2002 - 08/26/2002 GREENWICH CAPITAL MARKETS, INC. (CRD#:11707) STAMFORD, CT
B
11/13/1990 - 01/08/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
02/15/1988 - 12/04/1990 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
12/04/1987 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
01/19/1987 - 12/21/1987 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
07/17/1986 - 11/12/1986 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
B
08/22/1984 - 07/17/1986 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
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Broker
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Investment Adviser
Disclosures
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