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Detailed Report
EDWARD CHARLES SIGNAIGO III
EDWARD CHARLES SIGNAIGO
CRD#: 1271853
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 13520 EVENING CREEK DR N
STE 500
SAN DIEGO, CA 92128
Registration History
1985199019952000200520102015202020252 FIRMS1993 - 2008 (14 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - Present (11 years)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1993 - 1993 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1993 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1984 - 1991 (7 years)
Disclosure(s)
View By:
7/21/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/23/2020
B
Montana 9/23/2021
B
Arkansas 1/27/2023
B
Nevada 10/4/2019
B
California 8/30/2013
B
New Hampshire 9/23/2021
IA
California 9/3/2013
B
New Jersey 10/8/2020
B
Colorado 6/23/2020
B
Oklahoma 1/10/2025
B
Connecticut 5/20/2024
B
Oregon 6/23/2020
B
Delaware 6/23/2020
B
South Dakota 9/23/2021
B
Florida 8/30/2013
B
Tennessee 9/23/2021
B
Georgia 6/23/2020
B
Texas 8/30/2013
B
Louisiana 6/23/2020
IA
Texas 8/30/2013
B
Massachusetts 7/9/2018
B
Virginia 11/19/2019
B
Minnesota 5/4/2016
B
Washington 6/23/2020
B
Missouri 8/30/2013
B
Wyoming 9/13/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
13520 EVENING CREEK DR N STE 500, SAN DIEGO, CA 92128
SAN MARCOS, CA
Registered with this firm since 8/30/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
13520 EVENING CREEK DR N STE 500, SAN DIEGO, CA 92128
SAN MARCOS, CA
Registered with this firm since 8/30/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 09/06/2013 MORGAN STANLEY (CRD#:149777) LA MESA, CA
B
 06/01/2009 - 09/06/2013 MORGAN STANLEY (CRD#:149777) LA MESA, CA
IA
 02/29/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN DIEGO, CA
B
 02/29/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN DIEGO, CA
IA
 11/26/1993 - 03/04/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CARLSBAD, CA
B
 11/26/1993 - 03/04/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CARLSBAD, CA
B
 07/31/1993 - 12/02/1993 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
 08/26/1991 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 06/20/1984 - 09/16/1991 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.