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ALEXANDER PATRICK KLINE
CRD#: 1271785
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 368 BUTLER ST
PITTSBURGH, PA 15223
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 368 BUTLER ST
PITTSBURGH, PA 15223
Registration History
1985199019952000200520102015202020252 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2007 - 2011 (4 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1990 - 2007 (17 years)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1990 - 1990 (<1 year)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1985 - 1990 (4 years)BMONY SECURITIES CORP. (CRD# 4386)1985 - 1985 (<1 year)BMANAGED INVESTMENTS, INC. (CRD# 2640)1984 - 1985 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)1984 - 1984 (<1 year)IATHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2010 - 2011 (1 year)IAM & E INVESTMENT GROUP, INC (CRD# 123885)1996 - 2007 (11 years)IAWALNUT STREET SECURITIES, INC. (CRD# 15840)2007 - 2007 (<1 year)IAWALNUT STREET ADVISERS INC (CRD# 109903)1997 - 2006 (9 years)
Disclosure(s)
View By:
8/14/2024
Customer Dispute
Pending
5/7/2024
Customer Dispute
Denied
1/19/2024
Customer Dispute
Settled
10/31/2023
Customer Dispute
Settled
9/15/2021
Customer Dispute
Settled
11/15/2011
Employment Separation After Allegations
6/25/2008
Customer Dispute
Settled
1/28/2005
Customer Dispute
Settled
1/20/2004
Customer Dispute
Settled
11/30/2000
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/3/2022

B
Ohio 1/3/2012

B
California 12/21/2011

B
Pennsylvania 12/21/2011

B
Connecticut 5/15/2015

IA
Pennsylvania 12/21/2011

B
Florida 1/6/2012

B
South Carolina 1/10/2014

B
Georgia 12/21/2011

B
Tennessee 11/18/2022

B
Illinois 2/4/2020

IA
Texas 1/5/2016

B
Indiana 2/15/2023

B
Texas 1/6/2016

B
Iowa 1/3/2025

B
Utah 1/21/2014

B
Maryland 1/3/2012

B
Virginia 1/10/2012

B
Michigan 10/20/2022

B
Washington 1/21/2014

B
New Jersey 1/2/2020

B
West Virginia 2/27/2017

B
New York 9/5/2012

B
Wisconsin 11/18/2024

B
North Carolina 4/1/2015

IA
Wyoming 8/2/2017

B
North Dakota 1/9/2023

B
Wyoming 1/6/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
368 BUTLER ST, PITTSBURGH, PA 15223
Registered with this firm since 12/21/2011

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
368 BUTLER ST, PITTSBURGH, PA 15223
Registered with this firm since 12/21/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/14/2011 - 12/20/2011 PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740) PITTSBURGH, PA
B
12/13/2011 - 12/20/2011 PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740) PITTSBURGH, PA
IA
03/17/2010 - 11/21/2011 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) PITTSBURGH, PA
B
11/05/2007 - 11/21/2011 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) PITTSBURGH, PA
IA
01/03/1996 - 12/31/2007 M & E INVESTMENT GROUP, INC (CRD#:123885) CARNEGIE, PA
IA
07/23/2007 - 10/22/2007 WALNUT STREET SECURITIES, INC. (CRD#:15840) PITTSBURGH, PA
B
05/07/1990 - 10/22/2007 WALNUT STREET SECURITIES, INC. (CRD#:15840) PITTSBURGH, PA
IA
01/27/1997 - 11/02/2006 WALNUT STREET ADVISERS INC (CRD#:109903) PITTSBURGH, PA
B
02/22/1990 - 05/10/1990 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694) ST. PETERSBURG, FL
B
10/21/1985 - 03/08/1990 TRAVELERS EQUITIES SALES, INC. (CRD#:833) EL SEGUNDO, CA
B
06/05/1985 - 11/12/1985 MONY SECURITIES CORP. (CRD#:4386)
B
08/22/1984 - 03/04/1985 MANAGED INVESTMENTS, INC. (CRD#:2640)
FINRA expelled the firm on 02/10/1989
B
06/20/1984 - 08/31/1984 FIRST INVESTORS CORPORATION (CRD#:305)
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.