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Detailed Report
Betsy Wilde
Betsy Hawkins, Betsy N. Wilde, Betsy Nan Wilde, Betsy Nan Hawkins Wilde
CRD#: 1271375
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 70 S. Lake Ave.
Ste. 700
Pasadena, CA 91101
Registration History
198519901995200020052010201520202025IAWESTERN INTERNATIONAL SECURITIES (CRD# 39262)2022 - Present (3 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2013 - Present (11 years)BGBS FINANCIAL CORP. (CRD# 16906)2011 - 2013 (2 years)BINTERMOUNTAIN FINANCIAL SERVIC... (CRD# 15386)1995 - 2011 (16 years)BRICHARDS INVESTMENTS (CRD# 3176)1991 - 1995 (3 years)BPLANNER'S INDEPENDENT MANAGEME... (CRD# 10547)1991 - 1991 (<1 year)BRICHARDS INVESTMENTS (CRD# 3176)1984 - 1991 (6 years)
License(s)

State Registrations

B
Arizona 2/28/2014
B
Iowa 12/13/2013
B
Arkansas 12/13/2013
B
Massachusetts 12/13/2013
B
California 12/5/2013
B
Nevada 12/13/2013
IA
California 1/4/2022
B
New York 1/13/2022
B
Colorado 9/7/2018
B
Oregon 12/13/2013
B
Idaho 11/10/2017
B
Vermont 12/13/2013
B
Illinois 12/5/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 1/4/2022
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 12/5/2013
Previous Registration(s)
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B
 08/02/2011 - 12/13/2013 GBS FINANCIAL CORP. (CRD#:16906) ARCIADA, CA
B
 04/01/1995 - 06/27/2011 INTERMOUNTAIN FINANCIAL SERVICES, INC. (CRD#:15386)
FINRA expelled the firm on 06/27/2011
ARCADIA, CA
B
 08/19/1991 - 04/01/1995 RICHARDS INVESTMENTS (CRD#:3176) SALT LAKE CITY, UT
B
 02/05/1991 - 06/03/1991 PLANNER'S INDEPENDENT MANAGEMENT, INC. (CRD#:10547) SAN MARCOS, CA
B
 07/11/1984 - 01/01/1991 RICHARDS INVESTMENTS (CRD#:3176) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.