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Detailed Report
HENRY JOHN KULIG III
HENRY JOHN KULIG HANK, HENRY JOHN KULIG
CRD#: 1270110
IA
Investment Adviser
B
Broker
CSENGE ADVISORY GROUP, LLCCRD#: 131167 4755 EAST BAY DRIVE
CLEARWATER, FL 33764
LION STREET FINANCIAL, LLCCRD#: 165828 4755 East Bay Dr
Clearwater, FL 33764
Registration History
1985199019952000200520102015202020252 FIRMS1998 - 2018 (20 years)IACSENGE ADVISORY GROUP, LLC (CRD# 131167)2011 - Present (13 years)BLION STREET FINANCIAL, LLC (CRD# 165828)2018 - Present (6 years)BCORPORATE SECURITIES GROUP, INC. (CRD# 11025)1997 - 1998 (1 year)BDMG SECURITIES, INC. (CRD# 15480)1994 - 1997 (2 years)BF.N. WOLF & CO., INC. (CRD# 13051)1988 - 1994 (6 years)BSHERWOOD CAPITAL, INC. (CRD# 10474)1987 - 1988 (1 year)BFIRST JERSEY SECURITIES, INC. (CRD# 6621)1984 - 1987 (2 years)
Disclosure(s)
View By:
3/9/2015
Customer Dispute
Award / Judgment
1/19/1993
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 8/13/2018
B
Massachusetts 9/5/2018
B
Connecticut 8/13/2018
B
Nevada 8/21/2018
IA
Florida 11/28/2011
B
Ohio 8/10/2018
B
Florida 8/13/2018
B
Texas 11/6/2018
B
Illinois 8/10/2018
B
Washington 8/14/2018
B
Maine 8/10/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CSENGE ADVISORY GROUP, LLC (CRD#:131167)
4755 EAST BAY DRIVE, CLEARWATER, FL 33764
Registered with this firm since 11/28/2011
B
LION STREET FINANCIAL, LLC (CRD#:165828)
4755 East Bay Dr, Clearwater, FL 33764
Registered with this firm since 8/10/2018
Previous Registration(s)
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IA
 07/29/1998 - 08/01/2018 FSC SECURITIES CORPORATION (CRD#:7461) CLEARWATER, FL
B
 07/24/1998 - 07/31/2018 FSC SECURITIES CORPORATION (CRD#:7461) CLEARWATER, FL
B
 03/08/1997 - 07/14/1998 CORPORATE SECURITIES GROUP, INC. (CRD#:11025) ST. LOUIS, MO
B
 07/13/1994 - 03/25/1997 DMG SECURITIES, INC. (CRD#:15480) GREAT FALLS, VA
B
 05/23/1988 - 07/19/1994 F.N. WOLF & CO., INC. (CRD#:13051)
B
 02/02/1987 - 05/20/1988 SHERWOOD CAPITAL, INC. (CRD#:10474)
B
 06/15/1984 - 01/31/1987 FIRST JERSEY SECURITIES, INC. (CRD#:6621)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.