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TIMOTHY FRANCIS DWYER
CRD#: 1270066
IA
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PRINCIPAL SECURITIES, INC.CRD#: 1137 550 E Swedesford Rd
Ste 240
Wayne, PA 19087
Ste 240
Wayne, PA 19087
0
Disclosures
40
Years of Experience
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State Registrations
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California 11/3/2017
B
New Jersey 5/6/2005
B
Delaware 9/4/1985
B
New York 7/24/2024
B
Florida 10/19/2010
B
Pennsylvania 7/6/1984
B
Georgia 1/6/2017
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Pennsylvania 10/19/2010
B
Illinois 1/22/2025
B
Virginia 1/6/2017
B
Indiana 9/25/2018
B
Washington 3/2/2022
B
Maryland 1/6/2017
B
Wisconsin 1/6/2017
SRO Registrations
B
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Registered with this firm since 7/13/2009
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Registered with this firm since 7/3/1984
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/18/2007 - 05/28/2009 | KING OF PRUSSIA, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.