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SHARON GREEN
SHARON ANNE GREEN
CRD#: 1269522
IA
B
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 500 ELM GROVE RD.
STE. 100
ELM GROVE, WI 53122
STE. 100
ELM GROVE, WI 53122
View By:
12/9/2024
Regulatory
Final
State Registrations
B
California 9/15/2020
B
North Carolina 5/9/2022
B
Colorado 9/15/2023
B
South Carolina 9/15/2020
B
Florida 9/15/2020
B
Vermont 9/15/2020
B
Iowa 5/6/2022
B
Wisconsin 9/15/2020
B
Michigan 9/15/2020
IA
Wisconsin 9/15/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/15/2020
B
Registered with this firm since 9/15/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/12/2018 - 08/07/2020 | ELM GROVE, WI | |
B | 01/12/2018 - 08/07/2020 | ELM GROVE, WI | |
IA | 07/24/2009 - 01/16/2018 | Elm Grove, WI | |
B | 11/14/2002 - 01/16/2018 | Elm Grove, WI | |
IA | 01/25/2005 - 08/31/2009 | BROOKFIELD, WI | |
IA | 04/14/2004 - 12/31/2005 | Elm Grove, WI | |
B | 02/07/1994 - 11/15/2002 | BROOKFIELD, WI | |
B | 10/19/1990 - 01/13/1994 | ||
B | 11/16/1989 - 10/26/1990 | NEW YORK, NY | |
B | 01/24/1989 - 11/29/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.