Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DANIEL GERARD MCCABE
DANIEL G MCCABE
CRD#: 1269511
IA
Investment Adviser
B
Broker
HIGHPOINT PLANNING PARTNERSCRD#: 316636 9661 WEST 143RD STREET
SUITE 101
ORLAND PARK, IL 60462
LPL FINANCIAL LLCCRD#: 6413 9661 W. 143RD STREET SUITE 101
ORLAND PARK, IL 60462
Registration History
199019952000200520102015202020252 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2013 (7 years)IAHIGHPOINT PLANNING PARTNERS (CRD# 316636)2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - Present (11 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2005 (6 years)BFIRST CHICAGO NBD INVESTMENT S... (CRD# 17516)1995 - 1999 (3 years)BALLIANCE FUND DISTRIBUTORS, INC. (CRD# 14549)1994 - 1995 (<1 year)BFIRST CHICAGO INVESTMENT SERVI... (CRD# 17516)1991 - 1994 (2 years)BRJO SECURITIES, INC. (CRD# 13586)1988 - 1991 (3 years)BHEIDTKE & COMPANY, INC. (CRD# 13951)1991 - 1991 (<1 year)IAHIGHPOINT PLANNING PARTNERS (CRD# 163768)2013 - 2021 (8 years)
License(s)

State Registrations

B
Arizona 2/27/2015
IA
Illinois 11/16/2021
B
California 2/27/2015
B
Indiana 6/10/2013
B
Colorado 2/27/2015
B
Michigan 2/27/2015
B
Florida 6/10/2013
B
Missouri 2/27/2015
B
Illinois 5/17/2013
B
Wisconsin 7/29/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HIGHPOINT PLANNING PARTNERS (CRD#:316636)
9661 WEST 143RD STREET SUITE 101, ORLAND PARK, IL 60462
Registered with this firm since 11/16/2021
B
LPL FINANCIAL LLC (CRD#:6413)
9661 W. 143RD STREET SUITE 101, ORLAND PARK, IL 60462
Registered with this firm since 5/17/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/17/2013 - 12/31/2021 HIGHPOINT PLANNING PARTNERS (CRD#:163768) Orland Park, IL
IA
 03/30/2006 - 05/22/2013 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ORLAND PARK, IL
B
 03/30/2006 - 05/22/2013 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ORLAND PARK, IL
IA
 07/12/2005 - 03/31/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ORLAND PARK, IL
B
 07/06/2005 - 03/31/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ORLAND PARK, IL
B
 02/01/1999 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 06/02/1995 - 02/01/1999 FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CRD#:17516) CHICAGO, IL
B
 07/19/1994 - 05/15/1995 ALLIANCE FUND DISTRIBUTORS, INC. (CRD#:14549) NASHVILLE, TN
B
 11/12/1991 - 02/14/1994 FIRST CHICAGO INVESTMENT SERVICES, INC. (CRD#:17516) CHICAGO, IL
B
 03/30/1988 - 11/05/1991 RJO SECURITIES, INC. (CRD#:13586) CHICAGO, IL
B
 04/03/1991 - 10/22/1991 HEIDTKE & COMPANY, INC. (CRD#:13951) NASHVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.