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RUSSELL DAVID BASSETT
RUSSELL D BASSETT
CRD#: 1269242
IA
B
MORGAN STANLEYCRD#: 149777 20807 Biscayne Boulevard
5Th&6Th Floor
Aventura, FL 33180
5Th&6Th Floor
Aventura, FL 33180
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 8/26/2015
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
District of Columbia 4/25/2017
B
Pennsylvania 1/15/2021
B
Florida 6/1/2009
B
South Carolina 7/18/2019
IA
Florida 6/1/2009
B
Texas 6/1/2009
B
Georgia 2/22/2023
IA
Texas 4/2/2020
B
Illinois 6/1/2009
B
Virginia 3/23/2018
B
Maryland 6/1/2009
B
Washington 1/2/2024
B
Massachusetts 6/1/2009
B
West Virginia 6/1/2009
B
Nevada 8/20/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/14/2008 - 06/01/2009 | AVENTURA, FL | |
B | 08/11/2008 - 06/01/2009 | AVENTURA, FL | |
IA | 07/08/2008 - 08/08/2008 | AVENTURA, FL | |
B | 07/03/2008 - 08/08/2008 | AVENTURA, FL | |
IA | 07/31/1993 - 07/24/2008 | HALLANDALE, FL | |
B | 07/31/1993 - 07/24/2008 | HALLANDALE, FL | |
B | 08/04/1988 - 07/31/1993 | NEW YORK, NY | |
B | 07/01/1985 - 09/22/1988 | ||
B | 06/19/1984 - 05/01/1985 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.