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DERRICK PAUL WINKE
CRD#: 1268868
IA
B
SPCCRD#: 110692 2701 TROY CENTER DR
STE 255
TROY, MI 48084
STE 255
TROY, MI 48084
SIGMA FINANCIAL CORPORATIONCRD#: 14303 2701 TROY CENTER DR
STE 430
TROY, MI 48084
STE 430
TROY, MI 48084
0
Disclosures
40
Years of Experience
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State Registrations
B
California 7/13/2021
B
Michigan 12/18/1992
B
Florida 12/14/2018
IA
Michigan 1/28/2010
SRO Registrations
B
B
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IA
Registered with this firm since 1/12/2006
B
Registered with this firm since 12/18/1992
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/23/1992 - 11/01/1993 | EL PASO, TX | |
B | 01/18/1990 - 12/23/1992 | ||
B | 05/30/1984 - 01/30/1990 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.