• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KAROL JEAN EVANS
KAROL ENGELSKIRCHEN
CRD#: 1268823
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5910 N CENTRAL EXPY
DALLAS, TX 75206
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - Present (23 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - Present (24 years)BDOMINION CAPITAL CORPORATION (CRD# 18837)1996 - 1997 (1 year)BBARRE & COMPANY, INCORPORATED (CRD# 8342)1995 - 1995 (<1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1992 - 1995 (3 years)
License(s)

State Registrations

B
Texas 11/20/2001

IA
Texas 11/20/2001

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 11/20/2001

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 9/12/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/28/1996 - 11/11/1997 DOMINION CAPITAL CORPORATION (CRD#:18837) DALLAS, TX
B
02/17/1995 - 03/07/1995 BARRE & COMPANY, INCORPORATED (CRD#:8342) DALLAS, TX
B
01/27/1992 - 01/11/1995 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.