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CRAIG LAMBERT MASSEY
CRD#: 1267853
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
PBIG - HOUSTON II
HOUSTON, TX 77002
Registration History
1985199019952000200520102015202020252 FIRMS1998 - 2007 (8 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (11 years)BCIBC OPPENHEIMER CORP. (CRD# 630)1994 - 1998 (4 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1992 - 1994 (1 year)BPEREGRINE SECURITIES CORPORATION (CRD# 15562)1984 - 1990 (6 years)BBALLANTRAE SECURITIES, INC. (CRD# 23014)1988 - 1989 (1 year)BTHE DEERING MASSEY GROUP (CRD# 14430)1984 - 1985 (<1 year)
License(s)

State Registrations

B
Alabama 4/19/2013

B
Montana 11/1/2023

B
Alaska 7/11/2017

B
Nevada 7/7/2020

B
Arizona 10/23/2020

B
New Hampshire 10/8/2018

B
Arkansas 1/24/2018

B
New Jersey 9/14/2021

B
California 4/19/2013

B
New York 4/19/2013

B
Colorado 8/1/2016

B
North Carolina 4/19/2013

B
Connecticut 9/20/2022

B
Ohio 10/3/2021

B
Delaware 12/3/2020

B
Oklahoma 4/19/2013

B
District of Columbia 9/20/2022

B
Oregon 4/19/2013

B
Florida 4/19/2013

B
Puerto Rico 11/10/2022

B
Georgia 1/7/2016

B
Rhode Island 10/22/2020

B
Idaho 10/23/2020

B
South Carolina 8/1/2016

B
Illinois 12/15/2021

B
Tennessee 4/19/2013

B
Indiana 1/4/2023

B
Texas 4/19/2013

B
Louisiana 4/19/2013

IA
Texas 4/19/2013

B
Massachusetts 8/1/2016

B
Utah 6/22/2015

B
Michigan 11/3/2020

B
Virginia 4/19/2013

B
Missouri 2/12/2019

B
Washington 4/25/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 4/19/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 4/19/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 05/16/2013 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
B
06/01/2009 - 05/16/2013 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOUSTON, TX
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOUSTON, TX
IA
11/20/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) HOUSTON, TX
B
11/20/1998 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) HOUSTON, TX
B
07/08/1994 - 12/03/1998 CIBC OPPENHEIMER CORP. (CRD#:630) NEW YORK, NY
B
12/11/1992 - 07/18/1994 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
11/13/1984 - 12/21/1990 PEREGRINE SECURITIES CORPORATION (CRD#:15562)
B
09/23/1988 - 10/19/1989 BALLANTRAE SECURITIES, INC. (CRD#:23014)
FINRA expelled the firm on 05/06/1992
B
08/14/1984 - 02/04/1985 THE DEERING MASSEY GROUP (CRD#:14430)
FINRA expelled the firm on 09/26/1988
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B
Broker
IA
Investment Adviser
Disclosures
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