OLEN RAY KIRKPATRICK - Investment Adviser at MONEY CONCEPTS ADVISORY SERVICE

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Detailed ReportReport

OLEN RAY KIRKPATRICK

CRD#: 1267250

Investment Adviser

Broker

MONEY CONCEPTS ADVISORY SERVICECRD#: 12963

8401 Claude Thomas Road Suite 3
Franklin, OH 45005

Registration History

Disclosure(s)

View By:

9/4/2007

Customer Dispute

Denied

License(s)

State Registrations

Alabama 6/10/2016

Ohio 6/2/2016

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)

8401 Claude Thomas Road Suite 3, Franklin, OH 45005

Registered with this firm since 6/2/2016

MONEY CONCEPTS CAPITAL CORP (CRD#:12963)

8401 Claude Thomas Road Suite 3, Franklin, OH 45005

Registered with this firm since 6/1/2016

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	09/08/2011 - 05/02/2016	SAGEPOINT FINANCIAL, INC. (CRD#:133763)	FRANKLIN, OH
B	08/30/2011 - 05/02/2016	SAGEPOINT FINANCIAL, INC. (CRD#:133763)	FRANKLIN, OH
IA	06/17/2010 - 09/02/2011	NEXT FINANCIAL GROUP, INC. (CRD#:46214)	FRANKLIN, OH
B	04/30/2010 - 09/02/2011	NEXT FINANCIAL GROUP, INC. (CRD#:46214)	FRANKLIN, OH
IA	04/16/2004 - 05/18/2010	TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164)	FRANKLIN, OH
B	04/07/2004 - 05/18/2010	TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164)	FRANKLIN, OH
IA	07/26/2002 - 04/15/2004	INTERVEST INTERNATIONAL, INC. (CRD#:111516)	FRANKLIN, OH
B	05/02/2002 - 04/12/2004	INTERVEST INTERNATIONAL EQUITIES CORPORATION (CRD#:20289)	COLORADO SPRINGS, CO
B	02/26/1994 - 05/09/2002	WOODBURY FINANCIAL SERVICES, INC. (CRD#:421)	OAKDALE, MN
B	06/20/1988 - 02/16/1994	TITAN/VALUE EQUITIES GROUP, INC. (CRD#:6359)	IRVINE, CA
B	06/09/1987 - 07/05/1988	EQUICO SECURITIES, INC. (CRD#:6627)	NEW YORK, NY
B	06/09/1987 - 07/05/1988	THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)	NEW YORK, NY
B	04/29/1987 - 05/14/1987	EQUITY ANALYSTS INC. (CRD#:15876)

SAGEPOINT FINANCIAL, INC. (CRD#:133763)

FRANKLIN, OH

09/08/2011 - 05/02/2016

SAGEPOINT FINANCIAL, INC. (CRD#:133763)

FRANKLIN, OH

08/30/2011 - 05/02/2016

NEXT FINANCIAL GROUP, INC. (CRD#:46214)

FRANKLIN, OH

06/17/2010 - 09/02/2011

NEXT FINANCIAL GROUP, INC. (CRD#:46214)

FRANKLIN, OH

04/30/2010 - 09/02/2011

TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164)

FRANKLIN, OH

04/16/2004 - 05/18/2010

TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164)

FRANKLIN, OH

04/07/2004 - 05/18/2010

INTERVEST INTERNATIONAL, INC. (CRD#:111516)

FRANKLIN, OH

07/26/2002 - 04/15/2004

INTERVEST INTERNATIONAL EQUITIES CORPORATION (CRD#:20289)

COLORADO SPRINGS, CO

05/02/2002 - 04/12/2004

WOODBURY FINANCIAL SERVICES, INC. (CRD#:421)

OAKDALE, MN

02/26/1994 - 05/09/2002

TITAN/VALUE EQUITIES GROUP, INC. (CRD#:6359)

IRVINE, CA

06/20/1988 - 02/16/1994

EQUICO SECURITIES, INC. (CRD#:6627)

NEW YORK, NY

06/09/1987 - 07/05/1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)

NEW YORK, NY

06/09/1987 - 07/05/1988

EQUITY ANALYSTS INC. (CRD#:15876)

04/29/1987 - 05/14/1987

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.