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Salvador Louis Auday
SALVADOR CHOMIE AUDAY, SAUL CHOMIE
CRD#: 1266893
IA
B
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 Saint Augustine, FL
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6/23/2014
Employment Separation After Allegations
2/13/1998
Customer Dispute
Settled
6/5/1991
Regulatory
Final
State Registrations
B
Arizona 1/3/2023
B
Michigan 1/3/2023
B
Arkansas 2/26/2025
B
Minnesota 2/17/2023
IA
Arkansas 2/27/2025
B
Mississippi 1/3/2023
B
California 1/3/2023
B
Montana 1/3/2023
B
Colorado 1/3/2023
B
Nebraska 1/3/2023
IA
Colorado 1/3/2023
B
Nevada 1/3/2023
B
Delaware 2/1/2024
B
New Jersey 1/3/2023
B
Florida 1/25/2023
B
North Carolina 2/2/2023
IA
Florida 1/25/2023
B
Oklahoma 1/26/2023
B
Georgia 1/3/2023
B
Oregon 1/3/2023
B
Illinois 1/13/2023
B
Pennsylvania 1/3/2023
B
Iowa 1/3/2023
B
South Dakota 1/3/2023
B
Kansas 1/3/2023
B
Tennessee 1/3/2023
B
Louisiana 1/3/2023
B
Texas 1/3/2023
B
Maine 1/17/2023
B
Washington 1/3/2023
B
Maryland 1/3/2023
B
Wyoming 1/3/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/3/2023
B
Registered with this firm since 1/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/23/2014 - 12/31/2022 | Saint Augustine, FL | |
B | 07/29/2014 - 12/31/2022 | HIGHLANDS RANCH, CO | |
IA | 07/01/2003 - 07/18/2014 | DENVER, CO | |
B | 07/01/2003 - 07/18/2014 | DENVER, CO | |
IA | 06/30/1994 - 07/01/2003 | GREENWOOD VILLAGE, CO | |
B | 06/09/1993 - 07/01/2003 | NEW YORK, NY | |
B | 02/25/1991 - 06/07/1993 | HIGHLANDS RANCH, CO | |
B | 12/05/1990 - 02/25/1991 | DENVER, CO | |
B | 08/23/1990 - 11/24/1990 | DENVER, CO | |
B | 08/06/1984 - 10/18/1990 | ||
B | 06/18/1984 - 08/07/1984 |
Saint Augustine, FL
07/23/2014 - 12/31/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.