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KERRY N KEARNEY
KERRY NIALL KEARNEY
CRD#: 1266450
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2125 LOUISIANA BLVD
ALBUQUERQUE, NM 87110
ALBUQUERQUE, NM 87110
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Disclosures
33
Years of Experience
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State Registrations
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Alaska 1/5/2023
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Nebraska 6/18/2024
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Arizona 3/9/2012
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Nevada 5/18/2016
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Arkansas 11/11/2021
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New Jersey 11/15/2021
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California 3/9/2012
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New Mexico 11/13/2009
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California 4/7/2023
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New Mexico 11/17/2009
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Colorado 8/19/2011
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New York 6/1/2011
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Connecticut 1/28/2010
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North Carolina 3/12/2012
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District of Columbia 3/9/2012
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Ohio 10/24/2018
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Florida 3/9/2012
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Oklahoma 1/3/2014
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Georgia 3/22/2012
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Oregon 3/9/2012
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Hawaii 9/16/2016
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Pennsylvania 6/14/2010
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Idaho 1/5/2023
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Rhode Island 1/4/2018
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Illinois 1/4/2010
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South Carolina 6/13/2017
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Indiana 1/5/2023
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South Dakota 1/5/2023
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Iowa 1/5/2023
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Tennessee 1/5/2023
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Kansas 1/5/2023
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Texas 3/9/2012
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Louisiana 1/31/2014
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Texas 3/16/2012
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Maine 1/16/2023
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Utah 1/5/2023
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Maryland 4/9/2015
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Virginia 3/9/2012
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Massachusetts 2/2/2018
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Washington 1/5/2023
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Michigan 1/5/2023
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West Virginia 1/5/2023
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Minnesota 11/28/2018
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Wisconsin 1/31/2011
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Missouri 3/9/2012
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Wyoming 1/5/2023
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Montana 1/5/2023
SRO Registrations
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Registered with this firm since 11/17/2009
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Registered with this firm since 10/12/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/20/2002 - 09/05/2002 | LOUISVILLE, KY | |
B | 02/19/1999 - 08/15/2002 | PITTSBURGH, PA | |
B | 10/08/1998 - 02/16/1999 | NEW YORK, NY | |
B | 05/22/1984 - 10/08/1998 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.