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Detailed Report
KEVIN JOHN HOWARD
CRD#: 1266357
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5 PARK PLZ 19TH & 20TH FLS
IRVINE, CA 92614
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)BMORGAN STANLEY DW INC. (CRD# 7556)1991 - 2007 (15 years)BMONEX FINANCIAL CORPORATION (CRD# 758)1990 - 1991 (1 year)BTRANS-PACIFIC SECURITIES, INC. (CRD# 15831)1986 - 1988 (2 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2007 (8 years)
License(s)

State Registrations

B
Alaska 8/8/2013
B
New York 11/15/2023
B
Arizona 5/20/2016
B
North Carolina 11/2/2023
B
California 1/28/2011
B
Ohio 7/25/2022
IA
California 1/28/2011
B
Oklahoma 10/2/2019
B
Colorado 1/31/2011
B
Pennsylvania 11/15/2023
B
Delaware 3/27/2025
B
South Carolina 11/21/2023
B
Florida 8/21/2020
B
Tennessee 11/15/2023
B
Kansas 2/7/2011
IA
Texas 6/29/2015
B
Maryland 7/22/2022
B
Texas 6/30/2015
B
Montana 2/2/2011
B
Utah 11/7/2011
B
Nevada 2/15/2022
B
Virginia 1/28/2011
B
New Jersey 1/29/2021
B
Washington 1/28/2011
B
New Mexico 12/8/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
Registered with this firm since 1/28/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
Registered with this firm since 1/28/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 02/04/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) IRVINE, CA
B
 06/01/2009 - 02/04/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) IRVINE, CA
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) IRVINE, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) IRVINE, CA
IA
 11/02/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) IRVINE, CA
B
 06/27/1991 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) IRVINE, CA
B
 02/13/1990 - 08/06/1991 MONEX FINANCIAL CORPORATION (CRD#:758) NEWPORT BEACH, CA
B
 02/19/1986 - 05/03/1988 TRANS-PACIFIC SECURITIES, INC. (CRD#:15831)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.