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Detailed Report
LARRY DALE ROBY
CRD#: 1266304
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Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 4019 Luke Court
Suite B
Murfreesboro, TN 37128
Registration History
2008201020122014201620182020202220242026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2023 - Present (1 year)IAHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2023 - 2023 (<1 year)IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2015 - 2023 (8 years)IAALPHASTAR CAPITAL MANAGEMENT, LLC (CRD# 157423)2011 - 2015 (3 years)IAREGAL INVESTMENT ADVISORS LLC (CRD# 125004)2010 - 2011 (1 year)IABROKERS INTERNATIONAL FINANCIA... (CRD# 139627)2010 - 2010 (<1 year)IAREDHAWK WEALTH ADVISORS, INC. (CRD# 146616)2008 - 2010 (1 year)
License(s)

State Registrations

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Florida 10/18/2023
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Louisiana 10/9/2023
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Georgia 11/8/2023
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Ohio 10/10/2023
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Indiana 10/9/2023
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Tennessee 10/9/2023
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Kentucky 10/9/2023
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Texas 10/9/2023
Current Registration(s)
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BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
4019 Luke Court Suite B, Murfreesboro, TN 37128
Registered with this firm since 10/9/2023
Previous Registration(s)
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 08/16/2023 - 10/05/2023 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) Murfreesboro, TN
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 06/18/2015 - 08/29/2023 BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413) MURFREESBORO, TN
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 12/05/2011 - 06/18/2015 ALPHASTAR CAPITAL MANAGEMENT, LLC (CRD#:157423) MURFREESBORO, TN
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 11/12/2010 - 11/28/2011 REGAL INVESTMENT ADVISORS LLC (CRD#:125004) MUREREESBORO, TN
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 01/04/2010 - 09/17/2010 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC (CRD#:139627) MURFREESBORO, TN
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 04/10/2008 - 01/04/2010 REDHAWK WEALTH ADVISORS, INC. (CRD#:146616) MURFREESBORO, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.