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ANTHONY PETSIS
TONY PETSIS
CRD#: 1265852
IA
B
OSAIC WEALTH, INC.CRD#: 23131 401 S. STATE STREET
NEWTOWN, PA 18940
NEWTOWN, PA 18940
0
Disclosures
40
Years of Experience
View By:
State Registrations
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Alabama 11/2/2018
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New Hampshire 11/2/2018
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Alabama 11/2/2018
B
New Jersey 11/2/2018
B
Alaska 9/20/2022
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New Jersey 11/2/2018
B
Arizona 6/11/2021
B
New Mexico 11/2/2018
B
California 11/2/2018
B
New York 11/2/2018
B
Colorado 11/2/2018
B
North Carolina 11/2/2018
B
Connecticut 11/2/2018
B
North Dakota 11/2/2018
B
Delaware 11/2/2018
B
Ohio 11/2/2018
B
District of Columbia 11/2/2018
B
Oregon 8/14/2019
B
Florida 11/2/2018
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Pennsylvania 9/27/1991
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Florida 7/31/2019
B
Pennsylvania 11/2/2018
B
Georgia 11/2/2018
B
Rhode Island 11/2/2018
B
Idaho 11/2/2018
B
South Carolina 11/2/2018
B
Illinois 11/2/2018
B
South Dakota 11/27/2023
B
Indiana 9/20/2022
B
Tennessee 9/20/2022
B
Iowa 3/29/2023
B
Texas 11/2/2018
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Kentucky 11/2/2018
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Texas 11/2/2018
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Maryland 11/2/2018
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Virginia 11/2/2018
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Massachusetts 11/2/2018
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Virginia 11/2/2018
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Minnesota 11/2/2018
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Washington 11/2/2018
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Mississippi 9/20/2022
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West Virginia 1/4/2023
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Nevada 12/13/2019
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Wyoming 11/2/2018
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 11/2/2018
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Registered with this firm since 9/27/1991
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Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2016 - 11/02/2018 | NEWTOWN, PA | |
B | 05/13/2016 - 11/02/2018 | NEWTOWN, PA | |
IA | 09/04/2009 - 05/13/2016 | NEWTOWN, PA | |
B | 09/04/2009 - 05/13/2016 | NEWTOWN, PA | |
IA | 01/31/2003 - 09/04/2009 | NEWTOWN, PA | |
B | 01/31/1989 - 09/04/2009 | NEWTOWN, PA | |
B | 04/11/1989 - 08/01/1995 | LOS ANGELES, CA | |
B | 05/11/1984 - 02/01/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.