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JONATHAN HOWARD GRABEL
CRD#: 1264873
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 S.E. 2ND STREET
25th
MIAMI, FL 33131
Registration History
19801985199019952000200520102015202020252 FIRMS2006 - 2010 (4 years)2 FIRMS2010 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2006 (5 years)BCIBC WORLD MARKETS CORP. (CRD# 630)1992 - 2000 (8 years)BFAHNESTOCK & CO., INC. (CRD# 249)1991 - 1992 (1 year)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1987 - 1991 (3 years)BDREXEL BURNHAM LAMBERT INCORPO... (CRD# 7323)1985 - 1987 (2 years)BSHEARSON LEHMAN BROTHERS INC. (CRD# 7506)1984 - 1985 (<1 year)BLEHMAN BROTHERS KUHN LOEB INCO... (CRD# 7555)1984 - 1984 (<1 year)
Disclosure(s)
View By:
9/15/2020
Judgment / Lien
2/22/2012
Customer Dispute
Denied
1/15/2010
Employment Separation After Allegations
3/8/2001
Judgment / Lien
8/1/1992
Customer Dispute
Award / Judgment
4/23/1978
Criminal
Final Disposition
License(s)

State Registrations

B
California 2/4/2010

IA
Nevada 12/7/2021

IA
California 11/3/2021

B
New Jersey 2/4/2010

B
Colorado 2/4/2010

IA
New Jersey 3/23/2015

B
Connecticut 11/21/2011

B
New York 2/4/2010

B
Delaware 4/4/2023

IA
New York 11/8/2021

B
Florida 2/4/2010

B
Pennsylvania 1/8/2015

IA
Florida 2/27/2014

IA
Pennsylvania 9/19/2023

B
Illinois 4/25/2023

B
South Dakota 2/4/2010

B
Mississippi 2/4/2010

IA
Texas 2/4/2010

B
Nevada 2/4/2010

B
Texas 10/17/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 S.E. 2ND STREET 25th, MIAMI, FL 33131
100 SE 2nd Street, Suite 2500, Miami, FL 33131
Registered with this firm since 2/4/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 S.E. 2ND STREET 25th, MIAMI, FL 33131
100 SE 2nd Street, Suite 2500, Miami, FL 33131
Registered with this firm since 2/4/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/16/2006 - 01/19/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
01/06/2006 - 01/19/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
09/14/2000 - 01/20/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
07/27/1992 - 09/14/2000 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
02/13/1991 - 07/13/1992 FAHNESTOCK & CO., INC. (CRD#:249) NEW YORK, NY
B
05/21/1987 - 02/26/1991 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
B
03/14/1985 - 05/15/1987 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
B
06/27/1984 - 03/20/1985 SHEARSON LEHMAN BROTHERS INC. (CRD#:7506)
B
05/31/1984 - 06/27/1984 LEHMAN BROTHERS KUHN LOEB INCORPORATED (CRD#:7555)
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.