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MATTHEW MICHAEL JACOB SR
MATHEW MICHAEL JACOB, MATTHEW M JACOB, MATTHEW MICHAEL JACOB
CRD#: 1264724
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 LIVERPOOL, NY
Registration History
198519901995200020052010201520202025IAMML INVESTORS SERVICES, LLC (CRD# 10409)2021 - Present (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2016 - Present (8 years)BPINNACLE INVESTMENTS, LLC (CRD# 142910)2012 - 2016 (4 years)BCADARET, GRANT & CO., INC. (CRD# 10641)1993 - 2012 (19 years)BAMERICAN CAPITAL CORPORATION (CRD# 16124)1991 - 1992 (1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1989 - 1990 (1 year)BFIRST INVESTORS CORPORATION (CRD# 305)1984 - 1989 (4 years)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2018 - 2018 (<1 year)
Disclosure(s)
View By:
10/21/2024
Customer Dispute
Denied
1/13/2017
Customer Dispute
Settled
11/25/2008
Customer Dispute
Settled
5/7/2004
Customer Dispute
Closed-No Action
5/16/2003
Customer Dispute
Settled
4/17/1989
Employment Separation After Allegations
License(s)

State Registrations

B
Colorado 7/1/2022

B
North Carolina 6/16/2016

B
Florida 7/15/2016

B
Ohio 8/26/2020

B
Maryland 6/24/2019

B
Pennsylvania 8/7/2018

B
Michigan 2/26/2025

B
Rhode Island 8/26/2020

B
New York 6/16/2016

B
South Carolina 1/10/2022

IA
New York 6/14/2021

B
Virginia 3/19/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
LIVERPOOL, NY
Registered with this firm since 6/14/2021

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
LIVERPOOL, NY
Registered with this firm since 6/16/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/12/2018 - 12/31/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) SYRACUSE, NY
B
02/22/2012 - 05/20/2016 PINNACLE INVESTMENTS, LLC (CRD#:142910) SYRACUSE, NY
B
01/19/1993 - 02/03/2012 CADARET, GRANT & CO., INC. (CRD#:10641) LIVERPOOL, NY
B
01/07/1991 - 12/31/1992 AMERICAN CAPITAL CORPORATION (CRD#:16124) VALLEY FORGE, PA
B
07/05/1989 - 11/13/1990 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
05/02/1984 - 04/21/1989 FIRST INVESTORS CORPORATION (CRD#:305)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.