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KERRY ANNE JENNY
KERRY ANNE SETZER DIETRICH
CRD#: 1264501
IA
B
MORGAN STANLEYCRD#: 149777 350 East Las Olas Boulevard
Suite 1500
Fort Lauderdale, FL 33301
Suite 1500
Fort Lauderdale, FL 33301
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Alaska 4/5/2022
B
New Hampshire 12/15/2016
B
Arizona 2/27/2014
B
New Jersey 1/24/2012
B
California 2/27/2014
B
New Mexico 12/15/2016
B
Colorado 2/27/2014
B
New York 1/24/2012
B
Connecticut 2/27/2014
B
North Carolina 2/28/2014
B
Delaware 2/27/2014
B
Ohio 1/25/2012
B
District of Columbia 3/20/2017
B
Oklahoma 9/20/2023
B
Florida 11/8/2011
B
Oregon 5/9/2016
IA
Florida 9/21/2012
B
Pennsylvania 2/27/2014
B
Georgia 11/8/2011
B
Puerto Rico 12/19/2018
B
Illinois 12/15/2016
B
Rhode Island 9/27/2024
B
Indiana 2/27/2014
B
South Carolina 12/15/2016
B
Kansas 9/27/2024
B
South Dakota 11/27/2017
B
Kentucky 2/27/2014
B
Tennessee 2/27/2014
B
Louisiana 2/27/2014
B
Texas 2/27/2014
B
Maryland 12/15/2016
IA
Texas 4/8/2020
B
Massachusetts 2/27/2014
B
Utah 7/16/2021
B
Michigan 2/27/2014
B
Virginia 9/27/2018
B
Missouri 9/27/2024
B
Washington 11/7/2023
B
Nevada 1/24/2012
B
Wyoming 12/15/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/21/2012
B
Registered with this firm since 11/8/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/27/2007 - 10/26/2011 | BOCA RATON, FL | |
B | 08/24/2007 - 10/26/2011 | BOCA RATON, FL | |
IA | 11/19/1992 - 08/31/2007 | PLANTATION, FL | |
B | 11/12/1992 - 08/31/2007 | PLANTATION, FL | |
B | 08/25/1989 - 11/03/1992 | NEW YORK, NY | |
B | 07/25/1984 - 08/25/1989 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.