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MICHAEL ROBERT LEONARD
MIKE LEONARD
CRD#: 1260610
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1540 CORNERSTONE BLVD
STES 110 & 210
DAYTONA BEACH, FL 32117
Registration History
1985199019952000200520102015202020252 FIRMS1989 - 1989 (<1 year)2 FIRMS2002 - 2011 (9 years)2 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - Present (9 years)BWACHOVIA SECURITIES, INC. (CRD# 431)2001 - 2002 (<1 year)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1993 - 2000 (7 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1989 - 1993 (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1984 - 1988 (3 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1984 - 1987 (3 years)
Disclosure(s)
View By:
2/2/2016
Customer Dispute
Denied
3/30/2009
Customer Dispute
Withdrawn
3/5/2009
Customer Dispute
Settled
4/27/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/23/2017

B
Michigan 5/24/2017

B
Arizona 5/23/2017

B
Missouri 11/30/2021

B
Arkansas 9/13/2023

B
New York 6/27/2017

B
California 5/23/2017

B
North Carolina 5/23/2017

B
Colorado 5/31/2017

B
Pennsylvania 5/23/2017

B
Connecticut 5/23/2017

B
South Carolina 11/21/2023

B
Florida 6/29/2015

B
Tennessee 12/5/2024

IA
Florida 6/30/2015

B
Texas 5/23/2017

B
Georgia 5/23/2017

IA
Texas 5/23/2017

B
Indiana 6/9/2017

B
Utah 9/5/2023

B
Massachusetts 8/15/2016

B
Washington 10/14/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1540 CORNERSTONE BLVD STES 110 & 210, DAYTONA BEACH, FL 32117
Registered with this firm since 6/30/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1540 CORNERSTONE BLVD STES 110 & 210, DAYTONA BEACH, FL 32117
Registered with this firm since 6/29/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/17/2011 - 07/02/2015 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ORMOND BEACH, FL
B
11/16/2011 - 07/02/2015 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ORMOND BEACH, FL
IA
07/01/2002 - 11/14/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
B
04/30/2002 - 11/14/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) DAYTONA BEACH, FL
B
12/20/2001 - 04/30/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
10/01/2000 - 12/31/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
04/05/1993 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
05/08/1989 - 04/05/1993 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
01/26/1989 - 05/15/1989 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
01/26/1989 - 05/15/1989 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
09/24/1984 - 07/06/1988 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
09/24/1984 - 09/30/1987 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.