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Detailed Report
MARK ANDREW MILLIGAN
CRD#: 1259881
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1787 Sentry Parkway West
Building 18 Street 440
Blue Bell, PA 19422
Registration History
198519901995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2013 - Present (11 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1990 - 2006 (16 years)BW. H. NEWBOLD'S SON & CO./HOPP... (CRD# 7575)1984 - 1990 (5 years)
Disclosure(s)
View By:
6/15/2006
Customer Dispute
Settled
10/18/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 3/28/2012
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 3/26/2013
B
Delaware 6/1/2009
B
Ohio 6/1/2009
B
District of Columbia 6/7/2024
B
Oklahoma 8/29/2018
B
Florida 6/1/2009
B
Oregon 8/30/2023
B
Georgia 3/26/2013
B
Pennsylvania 6/1/2009
B
Illinois 2/4/2025
IA
Pennsylvania 7/30/2013
B
Iowa 9/21/2020
B
South Carolina 6/1/2009
B
Kansas 10/26/2021
B
Tennessee 6/1/2009
B
Maine 1/4/2013
B
Texas 6/1/2009
B
Maryland 6/1/2009
IA
Texas 4/15/2020
B
Massachusetts 1/7/2020
B
Vermont 11/17/2020
B
Michigan 9/14/2010
B
Virginia 6/1/2009
B
Nebraska 1/6/2020
B
West Virginia 6/1/2009
B
Nevada 10/19/2023
B
Wisconsin 6/1/2009
B
New Hampshire 6/1/2009
B
Wyoming 12/16/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1787 Sentry Parkway West Building 18 Street 440, Blue Bell, PA 19422
Registered with this firm since 7/30/2013
B
MORGAN STANLEY (CRD#:149777)
1787 Sentry Parkway West Building 18 Street 440, Blue Bell, PA 19422
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BLUE BELL, PA
B
 01/02/1990 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 06/20/1984 - 01/08/1990 W. H. NEWBOLD'S SON & CO./HOPPER SOLIDAY & CO., INC. (CRD#:7575)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.