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CHARLES GERARD HAYES
CRD#: 1259077
IA
B
MORGAN STANLEYCRD#: 149777 20 Linden Place
Red Bank, NJ 07701
Red Bank, NJ 07701
0
Disclosures
40
Years of Experience
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State Registrations
B
Arizona 6/1/2009
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Nevada 6/1/2009
B
California 6/1/2009
B
New Hampshire 6/1/2009
B
Colorado 6/1/2009
B
New Jersey 6/1/2009
B
Connecticut 6/1/2009
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New Jersey 6/1/2009
B
Delaware 6/1/2009
B
New York 6/1/2009
B
District of Columbia 6/1/2009
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oregon 12/2/2022
B
Idaho 6/22/2022
B
Pennsylvania 6/1/2009
B
Illinois 8/8/2023
B
Rhode Island 6/1/2009
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Kansas 10/2/2024
B
Texas 6/1/2009
B
Kentucky 6/1/2009
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Texas 6/1/2009
B
Maine 6/1/2009
B
Vermont 6/1/2009
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Michigan 6/1/2009
B
West Virginia 12/2/2022
B
Montana 6/1/2009
B
Wisconsin 12/2/2022
SRO Registrations
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B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/16/2008 - 06/01/2009 | RED BANK, NJ | |
B | 04/16/2008 - 06/01/2009 | RED BANK, NJ | |
IA | 05/08/2002 - 04/24/2008 | TOMS RIVER, NJ | |
B | 07/31/1993 - 04/24/2008 | TOMS RIVER, NJ | |
B | 04/18/1984 - 07/31/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.