Individual Firm
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ROBERT LAWRENCE MILLNER
CRD#: 1258762
IA
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MORGAN STANLEYCRD#: 149777 7733 Forsyth Boulevard
Suite 2100
Clayton, MO 63105
Suite 2100
Clayton, MO 63105
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2/13/2009
Customer Dispute
Denied
State Registrations
B
Alabama 6/1/2009
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Missouri 6/1/2009
B
Arizona 6/1/2009
B
Montana 8/28/2013
B
Arkansas 6/1/2009
B
Nebraska 8/4/2017
B
California 6/1/2009
B
Nevada 4/15/2019
B
Colorado 6/1/2009
B
New Jersey 6/1/2009
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Colorado 11/8/2023
B
New Mexico 6/1/2009
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
District of Columbia 6/1/2009
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
North Dakota 9/7/2021
B
Georgia 6/1/2009
B
Ohio 4/11/2016
B
Hawaii 1/7/2025
B
Oklahoma 8/4/2017
B
Idaho 6/1/2009
B
Oregon 6/1/2009
B
Illinois 6/1/2009
B
Pennsylvania 6/1/2009
B
Indiana 6/1/2009
B
South Carolina 2/7/2018
B
Iowa 9/8/2016
B
South Dakota 7/16/2021
B
Kansas 1/12/2016
B
Tennessee 6/6/2017
B
Louisiana 6/1/2009
B
Texas 6/1/2009
B
Maryland 6/1/2009
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Texas 6/1/2009
B
Massachusetts 6/1/2009
B
Utah 2/18/2025
B
Michigan 4/15/2013
B
Virginia 6/1/2009
B
Minnesota 6/1/2009
B
Washington 6/1/2009
B
Missouri 6/1/2009
B
Wisconsin 3/20/2023
SRO Registrations
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B
B
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Learn about permitted activities of registered representatives
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2009 - 06/01/2009 | ST. LOUIS, MO | |
B | 01/16/2009 - 06/01/2009 | ST. LOUIS, MO | |
IA | 08/20/1993 - 01/27/2009 | ST. LOUIS, MO | |
B | 08/20/1993 - 01/27/2009 | ST. LOUIS, MO | |
B | 07/31/1993 - 08/31/1993 | NEW YORK, NY | |
B | 02/15/1988 - 07/31/1993 | NEW YORK, NY | |
B | 04/18/1984 - 02/15/1988 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.