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Detailed Report
WILLIAM DAVID HATTON
CRD#: 1257408
IA
Investment Adviser
B
Broker
PGIM INVESTMENTS LLCCRD#: 105670 100 MULBERRY STREET
NEWARK, NJ 07102
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCCRD#: 18353 655 Broad Street
NEWARK, NJ 07102
Registration History
1985199019952000200520102015202020252 FIRMS2004 - Present (21 years)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2004 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1984 - 2000 (16 years)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 1/31/2006
B
Nebraska 1/31/2006
B
Alaska 1/31/2006
B
Nevada 1/31/2006
B
Arizona 1/31/2006
B
New Hampshire 1/31/2006
B
Arkansas 1/31/2006
B
New Jersey 3/1/2004
B
California 1/31/2006
IA
New Jersey 4/14/2004
B
Colorado 1/31/2006
B
New Mexico 1/31/2006
B
Connecticut 1/31/2006
B
New York 3/1/2004
B
Delaware 1/31/2006
B
North Carolina 1/31/2006
B
District of Columbia 1/31/2006
B
North Dakota 1/31/2006
B
Florida 3/1/2004
B
Ohio 2/1/2006
B
Georgia 1/31/2006
B
Oklahoma 1/31/2006
B
Hawaii 1/31/2006
B
Oregon 1/31/2006
B
Idaho 1/31/2006
B
Pennsylvania 1/31/2006
B
Illinois 1/31/2006
B
Puerto Rico 1/31/2006
B
Indiana 1/31/2006
B
Rhode Island 1/31/2006
B
Iowa 1/31/2006
B
South Carolina 1/31/2006
B
Kansas 1/31/2006
B
South Dakota 1/31/2006
B
Kentucky 1/31/2006
B
Tennessee 1/31/2006
B
Louisiana 1/31/2006
B
Texas 1/31/2006
B
Maine 1/31/2006
B
Utah 1/31/2006
B
Maryland 1/31/2006
B
Vermont 1/31/2006
B
Massachusetts 1/31/2006
B
Virginia 1/31/2006
B
Michigan 1/31/2006
B
Washington 1/31/2006
B
Minnesota 1/31/2006
B
West Virginia 1/31/2006
B
Mississippi 1/31/2006
B
Wisconsin 1/31/2006
B
Missouri 1/31/2006
B
Wyoming 1/31/2006
B
Montana 1/31/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PGIM INVESTMENTS LLC (CRD#:105670)
100 MULBERRY STREET, NEWARK, NJ 07102
Registered with this firm since 4/14/2004
B
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353)
655 Broad Street, NEWARK, NJ 07102
GLEN ROCK, NJ
Registered with this firm since 3/1/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/06/2002 - 01/29/2004 QUICK & REILLY, INC. (CRD#:11217) PARAMUS, NJ
B
 12/17/2001 - 01/29/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 04/18/1984 - 05/09/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.