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EDWARD GERARD PECK
CRD#: 1256760
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 SOMERSET PLACE OFFICE BLDG
2301 WEST BIG BEAVER RD.
TROY, MI 48084
Registration History
199019952000200520102015202020252 FIRMS2015 - Present (9 years)BMORGAN STANLEY (CRD# 149777)2009 - 2015 (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1989 - 1993 (4 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (4 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1986 - 1988 (2 years)IAMORGAN STANLEY (CRD# 149777)2010 - 2015 (4 years)
License(s)

State Registrations

B
Arizona 1/3/2020

B
North Carolina 1/3/2020

B
California 1/3/2020

B
Ohio 8/12/2016

B
Colorado 1/3/2020

B
Pennsylvania 1/3/2020

B
Connecticut 1/10/2017

B
South Carolina 6/2/2016

B
Florida 3/3/2016

B
Tennessee 1/3/2020

B
Illinois 3/3/2016

B
Texas 1/3/2020

B
Maine 1/3/2020

B
Utah 1/3/2020

B
Maryland 1/3/2020

B
Virginia 12/19/2022

B
Michigan 7/28/2015

IA
Virginia 12/19/2022

IA
Michigan 7/29/2015

B
Wisconsin 1/3/2020

B
New York 8/10/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
SOMERSET PLACE OFFICE BLDG 2301 WEST BIG BEAVER RD., TROY, MI 48084
Waterford, MI
Registered with this firm since 7/29/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
SOMERSET PLACE OFFICE BLDG 2301 WEST BIG BEAVER RD., TROY, MI 48084
Waterford, MI
Registered with this firm since 7/28/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/03/2010 - 07/31/2015 MORGAN STANLEY (CRD#:149777) FARMINGTON HILLS, MI
B
06/01/2009 - 07/31/2015 MORGAN STANLEY (CRD#:149777) FARMINGTON HILLS, MI
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FARMINGTON, MI
B
02/15/1989 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506)
B
10/25/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
05/23/1986 - 09/21/1988 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.