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JOSEPH BAXTER PLATT
SKIP BAXTER PLATT
CRD#: 1256473
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 154 HANSEN RD STE 202A
CHARLOTTESVILLE, VA 22911
Registration History
1985199019952000200520102015202020252 FIRMS2022 - Present (2 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2006 - 2022 (16 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)1993 - 2006 (13 years)BMUTUAL OF OMAHA FUND MANAGEMEN... (CRD# 611)1988 - 1992 (4 years)BFORTH FINANCIAL SECURITIES, CO... (CRD# 14363)1984 - 1988 (3 years)IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - 2022 (1 year)IAH. BECK, INC. (CRD# 1763)2009 - 2021 (11 years)
License(s)

State Registrations

B
Florida 4/4/2022

B
South Carolina 6/17/2022

B
Illinois 6/16/2022

B
Virginia 4/4/2022

B
Maryland 5/12/2022

IA
Virginia 4/4/2022

B
Nebraska 4/20/2022

B
Washington 8/19/2022

B
North Carolina 5/12/2022

B
Wisconsin 12/4/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
154 HANSEN RD STE 202A, CHARLOTTESVILLE, VA 22911
Registered with this firm since 4/4/2022

B
LPL FINANCIAL LLC (CRD#:6413)
154 HANSEN RD STE 202A, CHARLOTTESVILLE, VA 22911
Registered with this firm since 4/4/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/01/2021 - 04/04/2022 GROVE POINT ADVISORS, LLC (CRD#:313171) Charlottesville, VA
B
04/07/2006 - 04/04/2022 GROVE POINT INVESTMENTS, LLC (CRD#:1763) CHARLOTTESVILLE, VA
IA
08/31/2009 - 04/01/2021 H. BECK, INC. (CRD#:1763) CHARLOTTESVILLE, VA
B
02/09/1993 - 04/17/2006 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) OMAHA, NE
B
01/27/1988 - 12/31/1992 MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (CRD#:611) OMAHA, NE
B
05/11/1984 - 01/09/1988 FORTH FINANCIAL SECURITIES, CORPORATION (CRD#:14363)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.