Individual Firm
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TIMMY LEE BAKER
TIM L BAKER, TIM BAKER, TIMOTHY LEE BAKER
CRD#: 1256333
IA
WEALTHCARE ADVISORY PARTNERS LLCCRD#: 171976 110 FRONT STREET
SUITE 300
JUPITER, FL 33477
SUITE 300
JUPITER, FL 33477
0
Disclosures
21
Years of Experience
View By:
State Registrations
IA
Florida 6/4/2024
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Registered with this firm since 6/4/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/06/2024 - 03/26/2024 | Jupiter, FL | |
IA | 07/13/2009 - 03/02/2023 | WINSTON SALEM, NC | |
IA | 09/10/2004 - 07/06/2009 | WINSTON-SALEM, NC | |
IA | 05/29/2009 - 06/05/2009 | WINSTON SALEM, NC | |
IA | 04/30/2002 - 12/02/2004 | HIGH POINT, NC |
HIGH POINT, NC
04/30/2002 - 12/02/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.