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DAVID Michael APTED
DAVID M APTED, DAVID MICHAEL APTED
CRD#: 1255773
IA
Investment Adviser
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Previous Broker
BRISTOL FINANCIAL LLCCRD#: 281246 6 Cardinal Way
Suite 900
St Louis, MO 63102
Registration History
1985199019952000200520102015202020252 FIRMS2013 - 2016 (2 years)2 FIRMS2016 - 2018 (2 years)IABRISTOL FINANCIAL LLC (CRD# 281246)2018 - Present (6 years)BSECURITIES SERVICE NETWORK, INC. (CRD# 13318)2007 - 2013 (5 years)BGENWORTH FINANCIAL SECURITIES ... (CRD# 10358)2001 - 2007 (6 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2000 - 2001 (1 year)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1990 - 2000 (10 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1985 - 1990 (5 years)BMASSACHUSETTS MUTUAL LIFE INSU... (CRD# 2682)1985 - 1988 (3 years)IAUHY CAPITAL ADVISORS, LLC (CRD# 116592)2008 - 2013 (5 years)IAWEALTH ADVISORS, INC. (CRD# 114178)2003 - 2003 (<1 year)
Disclosure(s)
View By:
2/28/2018
Employment Separation After Allegations
2/28/2018
Employment Separation After Allegations
10/20/2017
Regulatory
Final
3/14/2016
Employment Separation After Allegations
License(s)

State Registrations

IA
Missouri 8/8/2018

Current Registration(s)
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BRISTOL FINANCIAL LLC (CRD#:281246)
6 Cardinal Way Suite 900, St Louis, MO 63102
Registered with this firm since 8/8/2018

Previous Registration(s)
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07/15/2016 - 03/16/2018 AVELLINO FINANCIAL ADVISORS, INC. (CRD#:164805) St. Louis, MO
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03/15/2016 - 03/16/2018 FOREST SECURITIES,INC. (CRD#:16255) St. Louis, MO
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06/19/2013 - 04/08/2016 SMITH MOORE & CO. (CRD#:3441) CLAYTON, MO
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06/19/2013 - 04/08/2016 SMITH, MOORE & CO. (CRD#:3441) CLAYTON, MO
IA
03/28/2008 - 06/18/2013 UHY CAPITAL ADVISORS, LLC (CRD#:116592) ST LOUIS, MO
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09/19/2007 - 05/16/2013 SECURITIES SERVICE NETWORK, INC. (CRD#:13318) ST. LOUIS, MO
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09/04/2001 - 09/17/2007 GENWORTH FINANCIAL SECURITIES CORPORATION (CRD#:10358) ST. LOUIS, MO
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06/24/2003 - 12/31/2003 WEALTH ADVISORS, INC. (CRD#:114178) ST. LOUIS, MO
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01/12/2000 - 09/26/2001 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
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01/02/1990 - 01/18/2000 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
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01/23/1985 - 01/13/1990 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
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01/23/1985 - 01/02/1988 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (CRD#:2682)
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.