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DANIEL EDWARD CROWLEY
DAN CROWLEY
CRD#: 1255054
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 100 CUMMINGS CENTER
SUITE 537-H
BEVERLY, MA 01915
SUITE 537-H
BEVERLY, MA 01915
CETERA ADVISORS LLCCRD#: 10299 100 CUMMINGS CENTER
SUITE 537-H
BEVERLY, MA 01915
SUITE 537-H
BEVERLY, MA 01915
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Alabama 10/3/2016
B
Missouri 4/28/2017
B
Arizona 10/3/2016
B
Montana 10/3/2016
B
California 10/3/2016
B
Nebraska 10/3/2016
B
Colorado 10/3/2016
B
New Hampshire 10/3/2016
B
Connecticut 10/3/2016
B
New Jersey 10/3/2016
B
District of Columbia 10/3/2016
B
New York 10/3/2016
B
Florida 10/3/2016
B
North Carolina 10/3/2016
B
Georgia 10/3/2016
B
Ohio 10/3/2016
B
Hawaii 10/3/2016
B
Pennsylvania 10/3/2016
B
Illinois 10/3/2016
B
Rhode Island 10/3/2016
B
Iowa 10/3/2016
B
South Carolina 10/3/2016
B
Kentucky 10/3/2016
B
Texas 10/3/2016
B
Louisiana 10/3/2016
IA
Texas 3/21/2024
B
Maryland 10/3/2016
B
Utah 10/3/2016
B
Massachusetts 10/3/2016
B
Vermont 10/3/2016
IA
Massachusetts 3/21/2024
B
Virginia 10/3/2016
B
Michigan 10/3/2016
B
Washington 10/3/2016
B
Minnesota 10/3/2016
B
Wisconsin 10/3/2016
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/21/2024
B
Registered with this firm since 10/3/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/03/2016 - 03/21/2024 | GREENWOOD VILLAGE, IL | |
IA | 10/01/2003 - 10/03/2016 | BEVERLY, MA | |
B | 03/31/2003 - 10/03/2016 | BEVERLY, MA | |
IA | 09/08/2003 - 12/31/2004 | LYNNFIELD, MA | |
B | 02/14/1995 - 12/05/2002 | WALTHAM, MA | |
B | 02/12/1991 - 03/01/1995 | SPRINGFIELD, MA | |
B | 02/12/1991 - 03/01/1995 | NEW YORK, NY | |
B | 01/09/1987 - 01/30/1991 | HARTFORD, CT | |
B | 04/18/1984 - 01/08/1987 |
LYNNFIELD, MA
09/08/2003 - 12/31/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.