Individual Firm
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ROBERT JUDE LANE
CRD#: 1254768
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6855 S. HAVANA STE 270
CENTENNIAL, CO 80112
CENTENNIAL, CO 80112
CETERA ADVISORS LLCCRD#: 10299 6855 S. HAVANA STE 270
CENTENNIAL, CO 80112
CENTENNIAL, CO 80112
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4/13/2007
Employment Separation After Allegations
State Registrations
B
Colorado 3/19/2015
B
Georgia 6/3/2024
IA
Colorado 3/21/2024
B
Virginia 9/12/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/21/2024
B
Registered with this firm since 3/18/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2015 - 03/21/2024 | CENTENNIAL, CO | |
IA | 09/16/2013 - 03/18/2015 | CENTENNIAL, CO | |
B | 04/13/2007 - 03/18/2015 | CENTENNIAL, CO | |
B | 11/25/2002 - 04/19/2007 | GREENWOOD VILLAGE, CO | |
B | 10/08/2001 - 12/09/2002 | PURCHASE, NY | |
B | 05/07/1998 - 09/27/2001 | ST. LOUIS, MO | |
B | 05/14/1990 - 04/07/1997 | SPRINGFIELD, MA | |
B | 11/06/1986 - 12/20/1989 | SPRINGFIELD, MA | |
B | 04/05/1984 - 12/20/1989 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.