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Denise M Allen
DENISE MARIE ALLEN
CRD#: 1254131
IA
B
MORGAN STANLEYCRD#: 149777 1400 Civic Place
Suite 200
Southlake, TX 76092
Suite 200
Southlake, TX 76092
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Alabama 10/19/2022
B
Missouri 10/19/2022
B
Alaska 4/12/2024
B
Nebraska 10/19/2022
B
Arizona 10/19/2022
B
Nevada 10/19/2022
B
Arkansas 10/19/2022
B
New Jersey 10/19/2022
B
California 10/19/2022
B
New Mexico 10/19/2022
B
Colorado 10/19/2022
B
New York 10/19/2022
B
Connecticut 10/19/2022
B
North Carolina 10/19/2022
B
Delaware 10/19/2022
B
North Dakota 10/19/2022
B
Florida 10/19/2022
B
Ohio 10/20/2022
B
Georgia 10/19/2022
B
Oklahoma 10/19/2022
B
Hawaii 10/19/2022
B
Oregon 10/19/2022
B
Idaho 10/19/2022
B
Pennsylvania 10/19/2022
B
Illinois 10/19/2022
B
Puerto Rico 4/12/2024
B
Indiana 10/19/2022
B
South Carolina 10/19/2022
B
Iowa 4/12/2024
B
South Dakota 4/12/2024
B
Kansas 10/19/2022
B
Tennessee 10/19/2022
B
Kentucky 10/19/2022
B
Texas 10/13/2022
B
Louisiana 10/19/2022
IA
Texas 10/13/2022
B
Maine 10/19/2022
B
Utah 10/20/2022
B
Maryland 10/19/2022
B
Virginia 10/19/2022
B
Massachusetts 10/19/2022
B
Washington 10/19/2022
B
Michigan 10/19/2022
B
West Virginia 10/19/2022
B
Minnesota 10/19/2022
B
Wisconsin 10/19/2022
B
Mississippi 10/19/2022
B
Wyoming 8/9/2023
SRO Registrations
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B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/13/2022
B
Registered with this firm since 10/13/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/13/2014 - 09/27/2022 | FRISCO, TX | |
B | 03/13/2014 - 09/27/2022 | FRISCO, TX | |
IA | 06/01/2009 - 03/10/2014 | SOUTHLAKE, TX | |
B | 06/01/2009 - 03/10/2014 | SOUTHLAKE, TX | |
IA | 06/02/2000 - 06/01/2009 | SOUTHLAKE, TX | |
B | 06/02/2000 - 06/01/2009 | SOUTHLAKE, TX | |
B | 07/17/1996 - 05/18/2000 | MALVERN, PA | |
B | 12/01/1992 - 07/18/1996 | CHICAGO, IL | |
B | 10/06/1986 - 05/30/1989 | TULSA, OK | |
B | 10/24/1985 - 05/27/1986 | ||
B | 03/22/1984 - 07/12/1984 |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.