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DWIGHT BARTZER DUDAS
CRD#: 1253775
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 1055 LPL WAY
FORT MILL, SC 29715
FORT MILL, SC 29715
0
Disclosures
39
Years of Experience
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State Registrations
B
Florida 1/2/2025
B
Pennsylvania 11/14/2024
B
New Jersey 11/14/2024
IA
Pennsylvania 11/14/2024
B
North Carolina 1/2/2025
B
South Carolina 1/2/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/14/2024
B
Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/06/2011 - 11/14/2024 | HARLEYSVILLE, PA | |
B | 11/07/1991 - 11/14/2024 | Harleysville, PA | |
B | 11/07/1991 - 12/10/1993 | NEWARK, NJ | |
B | 08/21/1990 - 10/16/1991 | CINCINNATI, OH | |
B | 12/14/1984 - 02/21/1990 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.