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Detailed Report
WILLIAM CARL MEYER
CRD#: 1253431
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 120 N POINTE BLVD STE 100
LANCASTER, PA 17601
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2009 (7 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 2001 (5 years)
Disclosure(s)
View By:
7/16/2015
Customer Dispute
Denied
5/13/1998
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 11/8/2024
B
New Jersey 11/8/2024
B
Alaska 11/8/2024
B
New Mexico 11/8/2024
B
Arizona 11/8/2024
B
New York 11/8/2024
B
California 11/8/2024
B
North Carolina 11/15/2024
B
Connecticut 11/8/2024
B
Ohio 11/8/2024
B
Delaware 11/8/2024
B
Oklahoma 11/12/2024
B
District of Columbia 11/8/2024
B
Oregon 11/8/2024
B
Florida 11/13/2024
B
Pennsylvania 11/12/2024
B
Georgia 11/8/2024
IA
Pennsylvania 11/12/2024
B
Illinois 11/8/2024
B
South Carolina 11/13/2024
B
Indiana 11/8/2024
B
South Dakota 11/8/2024
B
Louisiana 11/8/2024
B
Texas 11/8/2024
B
Maine 11/12/2024
IA
Texas 11/8/2024
B
Maryland 11/8/2024
B
Virginia 11/8/2024
B
Massachusetts 11/8/2024
B
Washington 11/8/2024
B
Minnesota 11/13/2024
B
Wisconsin 11/8/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
120 N POINTE BLVD STE 100, LANCASTER, PA 17601
Registered with this firm since 11/8/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
120 N POINTE BLVD STE 100, LANCASTER, PA 17601
Registered with this firm since 11/8/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/03/2009 - 11/11/2024 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) LANCASTER, PA
B
 02/18/2009 - 11/11/2024 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) LANCASTER, PA
B
 12/07/2001 - 03/13/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LANCASTER, PA
B
 06/18/1996 - 12/11/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.