Individual Firm
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KENNETH MARSHALL STIRE JR
KEN STIRE JR.
CRD#: 1253090
IA
B
SPCCRD#: 110692 Oxford, MI
PARKLAND SECURITIES, LLCCRD#: 115368 Oxford, MI
0
Disclosures
31
Years of Experience
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State Registrations
B
Michigan 11/1/2017
IA
Michigan 11/3/2017
SRO Registrations
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/19/2012 - 10/31/2017 | ROCHESTER, MI | |
B | 02/08/2012 - 10/31/2017 | OAKLAND TOWNSHIP, MI | |
B | 09/15/1993 - 12/31/2004 | PHILADELPHIA, PA | |
B | 01/27/1993 - 11/01/1993 | EL PASO, TX | |
B | 01/18/1985 - 11/26/1991 | WELLESLEY HILLS, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.