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LISA ANNE PETRIE
CRD#: 1251631
IA
B
WELLS FARGO ADVISORSCRD#: 11025 926 INCLINE WAY SUITE 250
[SATELLITE]
INCLINE VILLAGE, NV 89451
[SATELLITE]
INCLINE VILLAGE, NV 89451
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Arizona 5/13/2022
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Nevada 5/18/2022
B
Arkansas 5/13/2022
B
New Mexico 5/13/2022
B
California 5/13/2022
B
New York 5/13/2022
IA
California 5/16/2022
B
North Carolina 5/13/2022
B
Colorado 5/13/2022
B
Ohio 5/13/2022
B
Florida 5/13/2022
B
Oregon 5/13/2022
B
Hawaii 5/13/2022
B
Pennsylvania 5/13/2022
B
Idaho 5/13/2022
B
South Carolina 5/13/2022
B
Illinois 5/13/2022
B
South Dakota 5/13/2022
B
Indiana 5/13/2022
B
Tennessee 2/13/2023
B
Maine 5/13/2022
B
Texas 5/13/2022
B
Maryland 9/7/2022
IA
Texas 5/13/2022
B
Massachusetts 5/13/2022
B
Utah 5/13/2022
B
Michigan 5/13/2022
B
Virginia 5/13/2022
B
Minnesota 5/13/2022
B
Washington 5/13/2022
B
Nevada 5/13/2022
B
Wyoming 5/13/2022
SRO Registrations
B
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IA
Registered with this firm since 5/13/2022
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Registered with this firm since 5/13/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/05/2012 - 05/13/2022 | INCLINE VILLAGE, NV | |
B | 10/05/2012 - 05/13/2022 | INCLINE VILLAGE, NV | |
IA | 01/04/1996 - 10/09/2012 | LONG BEACH, CA | |
B | 03/22/1984 - 10/09/2012 | LONG BEACH, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.