Individual Firm
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MARK NATHAN BODKINS
MARK NATHIN BODKINS
CRD#: 1250885
IA
B
MORGAN STANLEYCRD#: 149777 Davie, FL
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11/4/2008
Customer Dispute
Denied
7/25/2007
Customer Dispute
Settled
5/18/2006
Customer Dispute
Closed-No Action
5/12/2003
Customer Dispute
Denied
State Registrations
B
Alabama 9/27/2013
B
Nevada 8/27/2020
B
Arizona 6/1/2009
B
New Hampshire 11/2/2022
B
Arkansas 10/3/2024
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 3/5/2019
B
North Dakota 1/22/2024
B
District of Columbia 12/24/2019
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 1/30/2012
IA
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 6/1/2009
B
Pennsylvania 6/1/2009
B
Idaho 1/22/2021
B
Rhode Island 6/1/2009
B
Illinois 6/1/2009
B
South Carolina 9/22/2011
B
Iowa 9/26/2013
B
South Dakota 1/25/2024
B
Kansas 6/1/2009
B
Tennessee 6/1/2009
B
Kentucky 6/1/2009
B
Texas 6/1/2009
B
Louisiana 6/1/2009
IA
Texas 4/2/2020
B
Maryland 6/1/2009
B
Utah 6/21/2022
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 5/27/2014
B
Washington 6/1/2009
B
Minnesota 8/6/2012
B
Wisconsin 3/21/2013
B
Mississippi 7/21/2014
B
Wyoming 6/6/2012
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/31/1993 - 06/01/2009 | AVENTURA, FL | |
B | 07/31/1993 - 06/01/2009 | AVENTURA, FL | |
B | 06/13/1985 - 07/31/1993 | NEW YORK, NY | |
B | 10/22/1984 - 06/26/1985 | ||
B | 05/24/1984 - 10/26/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.