Individual Firm
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DALLAS JOHN EVANS
CRD#: 1250175
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EVANS CAPITAL MANAGEMENT ASSOCIATESCRD#: 110699 3535 Factoria Boulevard SE
Suite 120
Bellevue, WA 98006
Suite 120
Bellevue, WA 98006
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5/17/2019
Employment Separation After Allegations
State Registrations
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California 9/26/2024
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Texas 9/26/2024
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Oregon 9/26/2024
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Washington 12/4/1991
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Registered with this firm since 12/4/1991
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/04/2010 - 05/17/2019 | BELLEVUE, WA | |
IA | 06/19/2000 - 01/06/2010 | SEATTLE, WA | |
B | 11/19/1989 - 01/06/2010 | SEATTLE, WA | |
B | 09/30/1986 - 11/19/1989 | ||
B | 03/19/1985 - 10/18/1986 | ||
B | 07/06/1984 - 04/23/1985 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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