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Detailed Report
JONATHAN AVERILLE WOLFSOHN
CRD#: 1245652
IA
Investment Adviser
B
Broker
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 151 BROADWAY
LYNBROOK, NY 11563
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 151 BROADWAY
LYNBROOK, NY 11563
Registration History
198519901995200020052010201520202025IACAPITAL INVESTMENT ADVISORY SE... (CRD# 149124)2016 - Present (8 years)BCAPITAL INVESTMENT GROUP, INC. (CRD# 14752)2010 - Present (14 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2002 - 2010 (8 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1995 - 2001 (5 years)BRELIASTAR FINANCIAL MARKETING ... (CRD# 4234)1984 - 1995 (11 years)
Disclosure(s)
View By:
1/29/2015
Customer Dispute
Denied
License(s)

State Registrations

B
California 10/15/2010
B
New York 8/5/2010
B
Florida 12/18/2019
IA
New York 3/5/2021
B
New Jersey 10/5/2010
B
Pennsylvania 12/8/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124)
151 BROADWAY, LYNBROOK, NY 11563
Registered with this firm since 8/23/2016
B
CAPITAL INVESTMENT GROUP, INC. (CRD#:14752)
151 BROADWAY, LYNBROOK, NY 11563
Registered with this firm since 8/5/2010
Previous Registration(s)
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B
 03/12/2002 - 07/16/2010 PARK AVENUE SECURITIES LLC (CRD#:46173) WOODBURY, NY
B
 10/01/1995 - 05/02/2001 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 04/16/1984 - 10/01/1995 RELIASTAR FINANCIAL MARKETING CORP. (CRD#:4234) SEATTLE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.