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Detailed Report
RAJA RAMCHAND MAHTANI
CRD#: 1245538
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 MOBILE, AL
Registration History
1985199019952000200520102015202020252 FIRMS1984 - 1998 (14 years)2 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BAXA ADVISORS, LLC (CRD# 6627)2005 - 2014 (9 years)BMONY SECURITIES CORPORATION (CRD# 4386)1998 - 2005 (6 years)BLINCOLN NATIONAL PENSION INSUR... (CRD# 10293)1984 - 1989 (4 years)IAAXA ADVISORS, LLC (CRD# 6627)2008 - 2014 (6 years)
License(s)

State Registrations

B
Alabama 4/13/2022
B
Mississippi 4/13/2022
IA
Alabama 4/13/2022
B
North Carolina 4/13/2022
B
Florida 4/13/2022
B
Texas 7/5/2023
IA
Florida 4/14/2022
B
Virginia 4/13/2022
B
Louisiana 4/13/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
MOBILE, AL
Registered with this firm since 4/13/2022
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
MOBILE, AL
Registered with this firm since 4/13/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/25/2017 - 02/08/2022 MML INVESTORS SERVICES, LLC (CRD#:10409) Mobile, AL
B
 03/25/2017 - 02/08/2022 MML INVESTORS SERVICES, LLC (CRD#:10409) Mobile, AL
IA
 10/31/2014 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) PENSACOLA, FL
B
 10/31/2014 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) PENSACOLA, FL
IA
 01/30/2008 - 11/04/2014 AXA ADVISORS, LLC (CRD#:6627) MOBILE, AL
B
 06/01/2005 - 11/04/2014 AXA ADVISORS, LLC (CRD#:6627) MOBILE, AL
B
 09/25/1998 - 06/01/2005 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
 06/29/1984 - 10/08/1998 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
 06/29/1984 - 10/08/1998 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 06/29/1984 - 01/03/1989 LINCOLN NATIONAL PENSION INSURANCE COMPANY (CRD#:10293)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.