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JAMES WILLIAM HINNEGAN
JAMES HINNEGAN, JIM HINNEGAN
CRD#: 1245451
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1337 TILTON ROAD
NORTHFIELD, NJ 08225
Registration History
1985199019952000200520102015202020252 FIRMS2008 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 2008 (24 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2008 (1 year)
License(s)

State Registrations

B
Arizona 12/8/2008

B
New Hampshire 9/4/2018

B
California 12/8/2008

B
New Jersey 12/8/2008

B
Connecticut 12/18/2018

IA
New Jersey 12/8/2008

B
Delaware 11/11/2014

B
New York 10/7/2016

IA
Delaware 10/13/2021

B
North Carolina 6/10/2015

B
District of Columbia 1/3/2022

B
Ohio 1/12/2017

B
Florida 12/8/2008

B
Pennsylvania 12/8/2008

B
Georgia 12/8/2008

B
South Carolina 1/14/2015

B
Illinois 4/1/2019

B
Tennessee 5/28/2015

B
Maine 12/14/2021

B
Texas 3/5/2015

B
Maryland 12/8/2008

IA
Texas 10/25/2021

B
Massachusetts 12/18/2018

B
Utah 3/25/2019

B
Michigan 1/5/2017

B
Virginia 12/8/2008

B
Nevada 9/7/2011

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
Selbyville, DE
Registered with this firm since 12/8/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
Selbyville, DE
Registered with this firm since 12/8/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/01/2007 - 12/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EGG HARBOR TOWNSHIP, NJ
B
03/22/1984 - 12/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EGG HARBOR TOWNSHIP, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.