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Detailed Report
NEAL SCOTT ABRAVANEL
CRD#: 1244853
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7600 WISCONSIN AVE
STE 900
BETHESDA, MD 20814
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - Present (21 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1993 - 2000 (6 years)BLEHMAN BROTHERS INC. (CRD# 7506)1985 - 1993 (8 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1984 - 1985 (1 year)
License(s)

State Registrations

B
Alabama 2/16/2006
B
Massachusetts 1/12/2004
B
Alaska 4/30/2019
B
Michigan 5/27/2004
B
Arizona 7/1/2003
B
Minnesota 1/15/2008
B
Arkansas 5/29/2024
B
Missouri 5/16/2013
B
California 7/1/2003
B
Nevada 8/9/2016
B
Colorado 1/12/2004
B
New Jersey 1/12/2004
B
Connecticut 12/18/2003
B
New Mexico 6/16/2016
B
Delaware 3/7/2011
B
New York 7/1/2003
B
District of Columbia 7/1/2003
B
North Carolina 7/1/2003
B
Florida 7/1/2003
B
Ohio 7/1/2003
IA
Florida 6/15/2022
B
Oklahoma 10/27/2021
B
Georgia 7/28/2003
B
Oregon 7/1/2003
B
Hawaii 1/12/2004
B
Pennsylvania 7/1/2003
B
Illinois 1/12/2004
B
Rhode Island 6/12/2014
B
Indiana 9/9/2024
B
South Carolina 2/26/2016
B
Iowa 11/26/2014
B
Tennessee 1/21/2022
B
Kansas 4/19/2005
B
Texas 7/1/2003
B
Kentucky 9/12/2024
IA
Texas 7/1/2003
B
Louisiana 1/22/2004
B
Utah 6/28/2023
B
Maine 9/12/2024
B
Virginia 7/1/2003
B
Maryland 7/1/2003
B
Washington 1/12/2004
IA
Maryland 7/1/2003
B
West Virginia 7/1/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7600 WISCONSIN AVE STE 900, BETHESDA, MD 20814
Lakewood Ranch, FL
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7600 WISCONSIN AVE STE 900, BETHESDA, MD 20814
Lakewood Ranch, FL
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/22/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BETHESDA, MD
B
 05/19/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 07/31/1993 - 05/31/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 06/13/1985 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 05/03/1984 - 06/17/1985 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.